Compliance & AML/CFT

ForexFox helps exchange offices enforce AML/CFT policies with configurable rules and real-time decisioning.

Technical highlights

Unified rule endpoint with rule-set support for centralized compliance governance.
Amount and frequency checks can be combined with trigger_logic (AND/OR).
Rolling scopes are supported through rolling_period and period_days configuration.
Action model supports block, inform, and required_fields enforcement at transaction time.

Dynamic rule engine with rolling-period controls

Model compliance logic with amount thresholds (threshold_amount) and rolling-period frequency triggers. Rules can be tuned without rebuilding operational workflows.

Automated actions at transaction time

Trigger block, info, or conditional validation paths instantly. Operations teams can stop risky flows before execution while keeping an auditable decision trail.

Required fields and KYC data completeness

Enforce required_fields contextually by amount, scenario, or rule set. This reduces missing data and supports stronger KYC evidence quality.

Use cases by role

Compliance Officer

Design and activate AML/CFT controls without waiting for release cycles.

Publish rules by rule_set and priority for controlled rollout.
Combine amount thresholds and rolling frequency in one policy.
Force required_fields for high-risk or incomplete customer profiles.

Branch Manager

Reduce false positives while preserving strict escalation behavior.

Use inform actions for soft alerts and block actions for hard stops.
Apply approval and acknowledgement flows with traceability.
Keep audit-ready decision history for supervision reviews.

Backend-validated capabilities

These capabilities are mapped to concrete backend modules and routes.

Unified compliance rule management

Create, list, update, and delete unified AML/CFT rules with amount/frequency triggers and trigger_logic.

/api/v1/compliance/unified-rules/
/api/v1/compliance/unified-rules/{rule_id}
/api/v1/compliance/unified-rules/rule-sets

Required-field and escalation flows

Support for required_fields policies plus approval and acknowledgement flows linked to transactions.

/api/v1/approvals/pending
/api/v1/approvals/{approval_id}/decide
/api/v1/acknowledgements/

Related APIs

Unified compliance rules

Central endpoint for AML/CFT rule lifecycle with amount and frequency triggers.

/api/v1/compliance/unified-rules/

Rule-set orchestration

Manage grouped compliance policies used by operational teams.

/api/v1/compliance/unified-rules/rule-sets

Acknowledgements

Track user acknowledgements linked to compliance events and transactions.

/api/v1/acknowledgements/

Related insights

Read practical guides connected to this solution.

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